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Module Units: 10 Quizzes: 10
Timeline to Complete: The course will expire after 6 months from the date of enrollment.
If you are already enrolled, please log in, and click on a video title to start a select unit.
| Module 1 | Preparing for Compliance Exam |
|---|---|
| Unit 0 | Preparing for a Compliance Exam Video |
| Module 2 | Requirements for EMDs |
| Unit 0 | Requirements for EMDs Video |
| Module 3 | Client Focused Reforms |
| Unit 0 | Client Focused Reforms Video |
| Module 4 | CFR Conflicts |
| Unit 0 | CFR Conflicts Video |
| Module 5 | Roles of Registered Individuals |
| Unit 0 | Roles of Registered Individuals Video |
| Module 6 | Client Management |
| Unit 0 | Client Management Video |
| Module 7 | Prospectus Exemption |
| Unit 0 | Prospectus Exemption Video |
| Module 8 | Webinar Cyber Security |
| Unit 0 | Webinar Cyber Security Video |
| Module 9 | Anti Money Laundering Part 1 |
| Unit 0 | Anti Money Laundering Part 1 Video |
| Module 10 | Anti Money Laundering Part 2 |
| Unit 0 | Anti Money Laundering Part 2 Video |
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