Anti Money Laundering – EMD Module 9 & 10
Cyber Security – EMD Module 8
Prospectus Exemption – EMD Module 7
Client Management – EMD Module 6
Roles of Registered Individuals – EMD Module 5
Client Focused Reforms Conflicts – EMD Module 4
Client Focused Reforms – EMD Module 3
Requirements for Exempt Market Dealers – EMD Module 2
Prepare for a Compliance Exam – EMD Module 1
Do’s and Don’ts for Exempt Market Dealers Program
Module Units: 10 Quizzes: 10 Timeline to Complete: The course will expire after 6 months from the date of enrollment. If you are already enrolled, please log in, and click on a video title to start a select unit.
