Module Units: 10 Quizzes: 10
Timeline to Complete: The course will expire after 6 months from the date of enrollment.
If you are already enrolled, please log in, and click on a video title to start a select unit.
| Module 1 | Preparing for Compliance Exam | |
|---|---|---|
| Unit 0 | Preparing for a Compliance Exam Video | |
| Module 2 | Requirements for EMDs | |
| Unit 0 | Requirements for EMDs Video | |
| Module 3 | Client Focused Reforms | |
| Unit 0 | Client Focused Reforms Video | |
| Module 4 | CFR Conflicts | |
| Unit 0 | CFR Conflicts Video | |
| Module 5 | Roles of Registered Individuals | |
| Unit 0 | Roles of Registered Individuals Video | |
| Module 6 | Client Management | |
| Unit 0 | Client Management Video | |
| Module 7 | Prospectus Exemption | |
| Unit 0 | Prospectus Exemption Video | |
| Module 8 | Webinar Cyber Security | |
| Unit 0 | Webinar Cyber Security Video | |
| Module 9 | Anti Money Laundering Part 1 | |
| Unit 0 | Anti Money Laundering Part 1 Video | |
| Module 10 | Anti Money Laundering Part 2 | |
| Unit 0 | Anti Money Laundering Part 2 Video |
